Dah Sing Bank
 
Terms and Conditions:
  1. Promotion Offers are valid from 1 April 2017 to 30 June 2017 (the "Promotion Period"), both dates inclusive.
  2. "Buy Brokerage Fee Waiver for the first 3 months" offer is only applicable to new securities customers ("New Securities Customers") who did not maintain any Securities account (whether in the customer's sole name or joint-name with other person(s)) with Dah Sing Bank, Limited ("the Bank") at any time during the period from 1 October 2016 to 31 March 2017 and open new Securities accounts of the Bank for the first time during the "Promotion Period". "Buy Brokerage Fee Waiver for the first 3 months" is offered to New Securities Customers in the first three months of the Securities account starting from the date of account opened in the "Promotion Period" (the "Offer Period"). "Buy Brokerage Fee Waiver for the first 3 months" offer is only applicable to successful buy transactions of Hong Kong listed securities, Shanghai A Shares and/or Shenzhen A Shares conducted via any transaction channel through New Securities Customers’ valid Securities account maintained with the Bank. For such offer, there is no limit on the number of trades but the maximum brokerage fee waiver is HK$7,500 equivalent for VIP Banking Customers (customers must still be VIP Banking Customers at the time of reimbursement for such rebates, otherwise, the maximum brokerage fee waiver is HK$3,000 equivalent); for general customers, the maximum brokerage fee waiver is HK$3,000 equivalent. The calculation of the above maximum brokerage fee waiver includes the brokerage fee of all transaction channels. Brokerage fee of RMB denominated Hong Kong listed securities, Shanghai A Shares and/or Shenzhen A Shares will be converted to HKD based on the corresponding foreign exchange rate determined by the Bank for calculating the maximum brokerage fee waiver. Customers who are eligible for "Buy Brokerage Fee Waiver for the first 3 months" are required to pay brokerage fees upfront at the rate of respective transaction channel. The waived brokerage fees will be reimbursed to customers' cash Settlement accounts within 2 months in form of cash rebates after the end of the "Offer Period". Customers must maintain the relevant Securities accounts and Settlement accounts at the time of reimbursement for such rebates to be entitled to this offer.
  3. VIP Banking Customers and General Customers can enjoy "Securities Trading Brokerage Fee at 0.125%" offer and "Securities Trading Brokerage Fee at 0.15%" offer respectively for the trades of Hong Kong listed securities, Shanghai A Shares and/or Shenzhen A Shares successfully executed via Mobile Securities "Easy Trade" Platform and/or i-Securities Internet Trading Services during the "Promotion Period" through valid Securities accounts maintained with the Bank. The minimum brokerage charge is HK$90/RMB80 per transaction. If customers’ account type is changed during the "Promotion Period", the brokerage fee offer of the respective account type will be effective within 3 working days from the day of successful change.
  4. VIP Banking Customers and General Customers can enjoy "Securities Trading Brokerage Fee at 0.15%" offer and "Securities Trading Brokerage Fee at 0.18%" offer respectively for the trades of Hong Kong listed securities successfully executed via Branch Securities Trading Centers during the "Promotion Period" through valid Securities accounts maintained with the Bank. The minimum brokerage charge is HK$90/RMB80 per transaction. If customers’ account type is changed during the "Promotion Period", the brokerage fee offer of the respective account type will be effective within 3 working days from the day of successful change.
  5. The "Securities Trading Brokerage Fee at 0.1%" offer is applicable to VIP Banking customers for each successfully executed Hong Kong listed securities, Shanghai A Shares and/or Shenzhen A Shares transaction that reaches HK$ 1million/RMB1million or above via any transaction channel during the "Promotion Period" through valid Securities accounts maintained with the Bank. For customers who are entitled to "Securities Trading Brokerage Fee at 0.1%" offer, they are required to pay brokerage fees upfront at the rate of respective transaction channel. The waived brokerage amount entitled will be reimbursed to customers' Settlement accounts in form of cash rebates by 31 August 2017. Customers must still be VIP Banking customers and maintain the relevant Securities accounts and settlement accounts at the time of reimbursement for such rebates to be entitled to this offer.
  6. During the Promotion Period, New Securities Customers’ sell transactions and transactions after the "Offer Period" or exceeding the maximum waiver amount of the above point 2 for the "Buy Brokerage Fee Waiver for the first 3 months", can enjoy relevant brokerage fee offer for their buy/sell trades of Hong Kong listed securities, Shanghai A Shares and/or Shenzhen A Shares conducted via the aforementioned designated channels as described in point 3-5 above. All of the above promotion offers cannot be used at the same time.
  7. VIP Banking Customers who successfully execute Hong Kong listed securities transactions, Shanghai A Shares, and/or Shenzhen A Shares via Mobile Securities "Easy Trade" Platform and/or i-Securities Internet Trading Services through valid Securities accounts maintained with the Bank with the designated total accumulated transaction amount within the "Promotion Period" are entitled to brokerage fee rebate. The maximum amount of brokerage fee rebate entitled to each Securities account is HK$3,800. For details, please refer to the Accumulating Transactions Offer Brokerage Fee Rebate table. The accumulated transaction amount is the sum of the transaction amount successfully executed via Mobile Securities "Easy Trade" Platform and i-Securities Internet Trading Services, but excluding the transactions with brokerage fee waived by any other promotion offers. Transaction amount of RMB denominated Hong Kong listed securities, Shanghai A Shares and/or Shenzhen A Shares will be converted to HKD based on the corresponding foreign exchange rate determined by the Bank for calculating the accumulated transaction amount for this offer. Customers must still be VIP Banking customers and maintain the relevant valid Securities accounts and Settlement accounts at the time the brokerage fee rebate is credited. The brokerage fee rebate will be credited into customers' Settlement accounts by 31 August 2017.
  8. VIP Banking Customers who successfully deposit Hong Kong listed securities (Warrants & CBBC are excluded) and/or Shanghai A Shares and/or Shenzhen A Shares into their Securities accounts with the Bank via Central Clearing and Settlement System (CCASS) from other banks or securities firms (excluding Dah Sing Financial Group and its subsidiaries) during the "Promotion Period" and with the designated aggregate market value amount of such stocks deposited reaches designated amount are entitled to cash reward. The maximum amount of cash reward entitled to each Securities account is HK$2,000. For details, please refer to the Transferring in Stock Offer Reward table. If there is any withdrawal of such stocks either through CCASS or by physical scrip within the "Promotion Period", the relevant market value will be deducted from the calculation of the aggregate market value for this offer. Market value is calculated on the closing price and the exchange rate of the stock on the deposit/withdrawal day. For deposit/withdrawal of RMB denominated securities, the market value will be converted to HKD based on the Bank's exchange rate and included in the aggregate market value. If customers sell such stocks through the Securities account of the Bank, the aggregate market value of this offer will not be affected. Customers must still be VIP Banking customers and maintain the relevant Securities accounts and Settlement accounts at the time the cash reward is credited in order to be entitled to this offer. The cash reward will be credited into customers' Settlement accounts by 31 August 2017.
  9. The customers’ eligibility and calculations on offers and rewards will be based on the Bank's transaction records.
  10. Offers and rewards are not transferable or cannot be exchanged for cash or other discounts.
  11. Private Banking customers and customers who opened accounts in company name are not eligible for the above offers and rewards.
  12. The staff of Dah Sing Financial Group and its affiliates is not eligible for Brokerage Fee offer and Accumulating Transactions offer.
  13. The offer and rewards cannot be used in conjunction with any other promotional offers of the Bank. The Bank reserves the right to terminate or amend the above offers and rewards or amend their terms and conditions at any time without prior notice. In case of dispute, the decision of the Bank shall be final and conclusive.
  14. If there is discrepancy between the English and the Chinese versions hereof, the Traditional Chinese version shall prevail.